Regulatory information

SHAREHOLDER ENGAGEMENT AND VOTING RIGHTS POLICY

EMPLOYEE REMUNERATION POLICY

BEST SELECTION POLICY

ESG (Environment, Social, Governance) INVESTMENT POLICY AND EXCLUSION POLICY

REPORT ARTICLE 29 LEC

REPORT ON INTERMEDIATION FEES

Pursuant to the provisions of Article 314-82 of the General Regulations of the Autorité des Marchés Financiers (French Financial Markets Authority), Pergam is not required to prepare a report on intermediation fees for the financial year 2021.

RTS28 REPORT

The so-called RTS 28 report sets out the expected requirements for increasing the quality and transparency of information available to professional and non-professional investors on orders transmitted or executed

POLICY FOR THE MANAGEMENT OF CONFLICTS OF INTEREST

HANDLING OF COMPLAINTS

Pergam has established and maintains an operational procedure for the rapid and efficient handling of complaints from its customers. Any complaint can be sent by post to Pergam - 28 rue Bayard - 75008 Paris France or by email to rcci@pergam.net. The management company will acknowledge receipt of the complaint within a maximum of ten working days following receipt of the complaint, unless the response itself is provided to the client within this period. Unless special circumstances arise and are duly justified, it will provide a response to the customer within two months of receiving the complaint. In the event of persistent disagreement, the customer may contact a mediator, including the AMF Ombudsman. The contact information for the AMF mediatoris as follows: Autorité des marchés financiers, Médiateur de l'AMF, 17 place de la Bourse 75082 PARIS CEDEX 02. The form for requesting mediation from the AMF and the mediation charter are available on the website http://www.amf-france.org. For complaints relating to the brokerage activity, the client may contact the French Prudential Supervisory and Resolution Authority: Autorité de Contrôle Prudentiel et de Résolution (ACPR) DCPC/SIR 61 rue Taitbout 75536 Paris Cedex 09 - Tel: +33149954995 // Fax: +33149954041 // @: infoclientele@acp.banque-france.fr

PERGAM

Portfolio management company (AMF approval No. GP 01-032 dated 01/08/2001)
A French SAS with a share capital of € 1,498,250
Registry of Trade and Companies: 438 328 973 - ORIAS No.: 12 066 300

Registered office: 5 rue des Anciens Moulins, 11100 Bages

Amel HERRERA

Reception

Amel joined PERGAM in 2021 after 8 years of experience in the field of customer care.

Amel holds a BTS in accounting.

Welcome to the Pergam website

This site is an information site with the objective of presenting Pergam’s portfolio management activity as well as the main characteristics of its UCIs and services. It does not constitute a canvassing activity, an offer of securities or a public offering.

Access to the products and services presented on the site may be subject to restrictions with regard to certain persons, and in particular non-professional clients in accordance with the provisions of Article L.533 of the French Monetary and Financial Code and Directive 2004/39/EC on markets in financial instruments, or certain countries, and in particular with regard to investors in the United States who are subject to specific legislation. In addition, the products and services presented on this site may only be purchased in jurisdictions where they are authorised to be marketed and promoted.

If you are interested in any of the services or UCIs presented on this site, we advise you to ensure that you are legally entitled to subscribe to them. The information on the site is provided for information purposes only and does not release the user from undertaking additional and personalised analysis.

This site, and all the information presented on it, are governed by French law. Certain laws prohibit or restrict access to this site. We therefore ask you to ensure that you are legally entitled to connect to it in the country from which the connection is made.

To return to the home page of this site, click ‘Continue’.